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Editorial
The issue carries
many pieces on IT and social change, the central agenda of our WG. Richard
Heeks writes about an area which is sensitive but has a strong influence
on the success of computerisation in developing countries. He raises the
issue of "corruption" at operastional levels and how it
interacts with design and implementation of IT appilications. Like many
other areas such as centralisation vs decentralisation, the efects of IT
on corruption can not be predicted. We need more than anecdotal evidence
to establish whether IT eradicates corruption or institutionalises it
another form.
We carry an
article on a proposed Canadian initiative to promote effective use of
information technology in developing countries. One continues to wonder
whether we need more organisations or more action within existing groups.
The set of people who are interested in IT and development are not as many
as one would hope. There is a need for all organisations concerned with
the issue to collaborate. Even well established groups like ours suffer
from low activity levels. There has not much activity in the email
discussion list in the last 3 months. COMNET-IT seems to be bogged down
with the initial spade work of establishing an organisation in Malta. We
have not received any furthur proposals for the next WG 9.4 conference. As
a fall back, I am proposing that the next conference can be organised in
Ahmedabad, India in November-December 2996. Mayuri raised several issues
about WG 9.4 conferences in her speech in Cairo which is reproduced. We
need some ideas on the theme of our next conference. Should it be more
focused as Mayuri suggests or general, like our earlier conferences?
Another area to
which the group will have to pay immediate attention is the holding of
elections for a new chairperson of the group. Unlike other IFIP WG's the
election process in the case our working group will have to work on a
system of a postal/electronic ballot. I feel that members should begin the
process of consultation and persuasion to identify suitable names who will
agree to handle this responsibility. I propose that we give ourselves time
until September 1995 to identify a slate of 2/3 potential candidates. That
would allow us time send ballot papers with the October Newsletter and the
announcement of the new chairperson can be done in the January 2996 issue.
Articles
Miscellaneous
Items
Computerising
Corruption in Developing Countries
Richard Heeks
Institute for Development Policy and Management
University of Manchester, Manchester, UK
richard.heeks@man.ac.uk
Studying
Computerisation And Corruption
Corruption —
"inducement to wrong by bribery or other unlawful or improper
means" — is a global problem. The focus of this article is on
corruption within the public sector in developing countries. In
choosing this focus, it must, of course, be recognised that other sectors
and countries have corruption problems, and that much of the corruption in
developing country state organisations involves payments from the private
sector and from other countries. As an issue, corruption tends to stir
extreme reactions, some of which are noted below (adapted from Klitgaard
(1984)):
i) Corruption is a
culture-bound concept: "Your culture may say that X is corrupt; mine
does not". ii) Corruption is a force for good: "It helps the
wheels of government and business to turn". iii) Corruption is too
big to deal with: "Corruption is everywhere. What can we ever hope to
do about it?".
All of these
reactions can make it hard for corruption to be taken seriously, but it
must be attacked for at least three good reasons (Davies 1987):
i) It drains off
valuable economic resources, particularly investment of funds, into
unproductive uses, and reduces the likelihood of planning objectives
being achieved.
ii) It siphons
off another valuable resource — the time of public servants, into
unproductive use, and creates resentments and frustrations among staff,
thus reducing administrative efficiency.
iii) Because it
is hidden and unaccountable, corruption is essentially undemocratic and
hampers the development of democratic processes and institutions.
For these and
other reasons, corruption in developing countries has always been regarded
as an important issue but it has recently been given additional emphasis
through actions of external organisations such as its explicit
inclusion as an element of "good government" in aid allocation
decisions by donors such as the UK's ODA; the OECD initiative to eliminate
illicit payments; and the creation of the anti-corruption NGO Transparency
International.
If corruption is
now rising up the international agenda then so, too, is computerisation.
One is therefore drawn to ask, "How does computerisation affect
corruption in developing countries?". Because of the importance of
both issues and their clear association in, for example, financial
information systems, one might imagine that this question would regularly
crop up. Yet very little has been researched on the topic.
One reason is the
problem of any research on corruption, as Klitgaard (1984) notes:
"Corruption
is one of the foremost problems facing policy-makers and managers in
developing countries, but it is a remarkably difficult one to
study."
Corrupt officials
will not welcome investigation into their activities and corruption
therefore becomes a topic much easier to talk about in private than to
research in public. The presentation on university computerisation at the
1992 IFIP WG 9.4 international conference was an indicator of just how
very carefully local researchers have to tread when approaching this
issue. Secondly, there is that traditional IFIP WG 9.4 problem: study of
corruption lies within the realm of social science, yet many social
scientists are uncomfortable with new technology; on the other hand, most
information technologists would prefer to spend the evening debating the
merits of different local bus architectures rather than dealing with real
world issues like people and corruption.
Where the issue
does crop up is in the wealth of writing on computer security. However,
relatively few case studies have so far emerged from the Third World on
this topic.
In researching
computerisation and corruption, one obvious interest is to understand
whether, for example through improved control mechanisms, computer use
might help to reduce or even eliminate corruption. Some thumbnail sketches
are offered below to help provide initial pointers to an answer.
They are drawn
from the author's personal experience and from the direct experiences of
study fellows at the University of Manchester's Institute for Development
Policy and Management. (Those correctly identifying all the countries
involved win a free three-week field trip to research drug-related
corruption in Colombia; all expenses paid, including those for funeral.)
Cases of
Computerisation And Corruption
Case 1: An Asian
customs department kept manual records with the names and addresses of
overseas firms which had been involved in import or export transactions.
These contacts were useful to local entrepreneurs, particularly those
seeking export collaborations. The entrepreneurs therefore paid customs
officials illegally to provide them with the contact details.
The department,
including its overseas firm details, was computerised and one computer was
put into a front office where members of the public could access it.
Entrepreneurs gained direct access to the contact details they wanted and
payments were therefore no longer made.
Information about
foreign businesses was a resource here which local businesses required.
Because the information was scarce and because it was kept as a private
resource, customs officials (acting as information
"gatekeepers") were able to charge "rent" for access
to it. Once the information came into the public domain, no access charges
could be made. But, of course, this had little to do with computerisation.
The department could have made its manual records publicly
accessible, leading to a similar result. Thus, when looking at
computerisation and change, one must take care to disentangle the impact
of computers and the impact of simultaneous organisational change.
Case 2: In an
African public works department, there was concern about the number of
"ghost workers" in the system. These are people listed on the
payroll, and therefore paid, who do not exist in reality. Someone else
collects the wages paid out under their name. The payroll system was
computerised and, during this process, a check was made between listed and
actual workers. Any non-existent staff were removed from the system.
This seemed to
have solved the problem, assisted by the word being spread that the
computer could make an automatic check between the payroll list and
reality, and could automatically detect who was picking up ghost worker
wages. Of course, it could do no such thing, and an audit 18 months later
uncovered a very well-to-do computer operator who was collecting his own
wages plus those of thirty other workers he had entered into the payroll
system. Two points emerge from this. Firstly, as in the previous case,
computerisation had little to do with the removal of ghost workers and
consequent (temporary) removal of corruption. This required a physical
check, as was done both before and after computerisation.
Secondly,
computerisation did change things by altering the set of people with the
skills, confidence and access to undertake this type of corrupt activity.
Many of the ordinary staff were frightened off attempting this form of
corruption by a mistaken perception of the computer's powers (quite
possibly spread by the computing staff). Those with IT skills saw a
wonderful new opportunity emerging as a result of computerisation. Plus,
they were less likely to be detected because of perceptions that
computer-based data is somehow hidden from human intervention, with the
power of the computer rendering that data infallible.
Case 3:
Examination marks at an Asian university were previously kept on paper,
with calculation of final grades and averages being done manually by a
small group of trusted staff. Mark lists were kept locked in a safe
when not being used. Given the large number of students, it was decided to
computerise the marks and calculations. There was an assumption that
information on the (un-networked) computer would be safe, though a
password was added just in case, known only to a very few staff.
All seemed well
until one lecturer noticed that a relatively dull student had achieved a
spectacular final grade. Enquiries revealed that he was the son of one of
the computer managers. The manager, knowing the importance of university
grades for job prospects, had opened up the marks files and changed his
son's mark. Unfortunately for him, instead of altering the figures
slightly, he got over-ambitious and pushed them from the 40s up to the
70s.
This case more or
less reinforces the point made earlier. Computerisation may open up new
corruption opportunities, particularly by altering who has access to
information, and it may also alter the skills necessary to indulge in
corruption. In addition, the case has plenty of lessons in computer
security and suggests you should be subtle if you want to get away with
things!
Case 4: Managers
in an Asian railway system were concerned about the efficiency of its
seat/berth reservation system, and about corruption within the system.
Booking staff had access to and control over the allocation of places on
trains and a few would take a bribe (either directly or via a ticket tout)
in order to provide a passenger with a reserved place, these being at a
premium since all trains were over-booked. A computerised system was
introduced, one objective of which was to eliminate corruption. To achieve
this, allocation of reservations was handled automatically, including the
particularly "weak link" of moving passengers on the waiting
list into places vacated by cancellations.
Computerisation
did make it harder for the clerical staff to be corrupt because the
software, not the clerk, now decided — on the basis of booking date —
which passengers would fill vacated slots. However, corruption was not
eliminated, and two aspects will be noted here.
First, station
managers retained manual control over a certain proportion of the train
places, supposedly to cover emergencies or last-minute travel by VIPs.
Some continued to provide these places to non-emergency, non-VIP
passengers in return for cash.
Second, ticket
touts showed how ingenious and resourceful they can be. Knowing that their
best customers were businessmen in a hurry, they would book places well in
advance on the main inter-city trains using a very common man's name,
citing his age as 35. These places would then be sold at a premium to last
minute travellers, most of whom were men who could get away with appearing
35 years old to the ticket collectors.
In some ways, this
is the opposite to the customs case. There, a private resource was
made publicly accessible. Here, most control over the resource was hidden
even further away from staff, within the information system algorithms.
However, this was not entirely the case. Some of the more powerful system
stakeholders ensured that their discretionary powers were not computerised.
To some extent, this was part of the process of getting computerisation
accepted: it was only able to proceed once it was decided that it would
not threaten these stakeholders' control and private incomes. Indeed, by
removing sources of competition for corrupt earnings from the clerical
staff, it offered an opportunity for station managers' incomes to be
increased.
Finally, this case
shows from the example of the touts that if the motivation is there to be
corrupt, human beings will almost invariably find a way to "beat the
system".
Case 5:
Computerisation was taking place in two African universities, and it
seemed obvious to turn its attention to the admissions process, which was
notoriously slow and corrupt. Computerisation of admissions typically
involves inputting the school-leaving exam marks of all applicants, and
then producing a prioritised list, headed by the candidate with the best
overall marks. Other factors are taken into account but, if all other
things were equal and there were 1000 places at the university, the top
1000 candidates on the list would be the ones to gain admission.
This clearly
represented a considerable threat to members of the admissions committees.
These members can gain significant financial and political rewards by
offering admission to the stupid sons and daughters of the rich and
powerful; children who would not get into university if an entirely
merit-based system were adopted.
The committees
adopted different approaches. In the first university, a decision was made
that "computerisation of admissions would not improve organisational
efficiency" and things continued as they were. In the second,
computerisation did take place but the prioritised list was accepted
merely as an "advisory tool" for the committee, and was never
made public outside that committee.
These cases
reinforce the earlier point that where powerful stakeholders are involved,
they will devise ways to ensure that computerisation does not threaten
their powers or incomes. They do this by keeping certain information or
processes away from the computer. In the first case here, this involved no
computerisation, while in the second it involved computerisation of some
aspects but not the critical process — that of actually making the
admissions decision.
Conclusions:
"How Does Computerisation Affect Corruption In Developing
Countries?"
Two principal
outcomes are seen from the cases above. In some cases, computerisation
leaves corruption unaffected, because it occurs in such a way that the key
corruption-linked resources or processes are left uncomputerised, despite
their possibly being surrounded by other computerisations.
In other cases,
computerisation does alter corruption. It does so by changing the people
who have access to and control over valuable resources, especially
information, and/or by changing the skills required to be corrupt,
typically "upskilling corruption" by providing corruption
opportunities only to those with IT skills.
Computerisation
may therefore reduce or even eliminate some forms of corruption because of
the change in access, control and skills. Corruption can occur
because people have access to a valued resource (and to those who will pay
for it), with the skills and autonomy to manipulate it. Where computers
can deny access to the resource or provide managers with control over
their staff, so reducing their autonomy, this may hamper corruption.
Of course, access,
control and skills are necessary, but not sufficient conditions for
corruption to take place. People must also have the motivation to be
corrupt and the confidence that they will not be caught or punished.
Computers are unlikely to affect underlying motivations but they can
affect confidence. The promotion of a mythical image of the computer as an
"objective, all-seeing, all-doing machine" may cause some
corrupt staff to lose confidence and refrain from corrupt practices —
though perhaps only temporarily, until they go on their first IT awareness
course!
Apart from
reducing or eliminating some corruption, a second form of alteration is
that computerisation can lead to new patterns of corruption emerging.
There can be new forms or processes of corruption from those who use the
power of the computer and their personal computing skills, or from those
who develop new processes or behaviours which work around the
computerisation. Finally, though not mentioned in the case studies above,
an old form of corruption with new clothing is also seen as purchase of IT
goods provides opportunities for kick-backs from vendor to client.
Overall, then, if
it leads to any changes at all, computerisation provides new corruption
opportunities for some groups, and closes down or requires alteration of
corruption routes for other groups. These changes, particularly the threat
of a reduction in corrupt incomes, are likely to have a significant impact
when planning new computerised information systems in the presence of
corrupt practices.
In one Asian
pensions office, for example, computerisation was roundly resisted. Many
factors were at first seen to underlie the resistance including fears of
loss of jobs, fears that staff would not have the necessary skills, and
health and safety concerns. What emerged during investigation, however,
was that the main fear lay around the issue of corrupt incomes. Pensions
staff had the power to deny access to pension payments or to provide
access to certain types of higher-income pension, and they used this power
to extract bribes from pensionable claimants. They feared that
computerisation would remove this power. Hence, their true reason for
resistance.
Where resistance
and corruption are linked, there are three possible reactions that can be
drawn from the case studies above:
(1) if
computerisation will not affect corruption, make this (subtly) clear;
(2) if computerisation will affect corruption and the stakeholders are not
that powerful, then tough it out;
(3) if computerisation will affect corruption and the stakeholders are
powerful, change the computerisation plans so that the key
income-generating processes are not computerised.
Whatever the
reaction, it is clear that the link between computerisation and corruption
will have to be recognised in the planning of some information systems,
and must be teased out as a component of resistance to computerisation.
Can
Computerisation Eliminate Corruption?
The clear answer
to this question from the analysis above is, "Of course not".
Computerisation may have no effect, may alter corruption, or may reduce
some types of corruption, but it will not eliminate corruption, and may
even increase it.
Leaving aside the
"corruption of opportunity", such as that which arose in the
payroll case, two particular types of corruption can be distinguished.
There is the "corruption of necessity" practised by poorly-paid,
low-level officials. Their incomes do not meet the many demands placed
upon them, and they must find ways of supplementation. Computers may
suppress some of their activities but will not extinguish the underlying
drive for additional income. Thus corruption is almost bound to re-emerge.
Alternatively,
there is the "corruption of greed" practised by senior staff.
They have enough income to live on, but want and get more because they are
in a position to do so and because it is seen as a natural activity for
those in power. Given the power of these staff to determine their working
environment, computerisation is unlikely to be allowed to have much impact
unless imposed by a very strong external agency.
In all cases, it
can be seen that corruption arises from a combination of two sets of
factors: the micro-level (the individual, his/her circumstances, needs,
skills, access, confidence and opportunities) and the macro-level (organisational
and national management systems, politics and culture).
As we have seen,
computerisation may affect skills, access, confidence, opportunities and
management systems. However, it is most unlikely to affect the individual
or corporate drivers behind corruption (even though there is likely to be
some impact of computerisation on organisational culture).
To put this in
very simplified terms, computerisation affects symptoms of a corrupt
system rather than causes. Corruption is a phenomenon rooted in the
cultural, political and economic circumstances of those involved.
Computerisation does little to affect these root causes, and so cannot
eliminate corruption.
Computerisation
and Corruption - A Research Agenda
In writing up the
cases above, I was struck by how easily such descriptions can be
"modern urban myths" - stories not really based in truth, but
which fit our fears and value systems well enough to be believed.
Although they are based on direct experience, such studies (especially in
such a foreshortened form) can easily degenerate into the realm of gossip
and hearsay. Within the limits imposed by the sensitivity of corruption,
there is therefore clearly a need for more in-depth case studies dealing
with the issue of computerisation and corruption.
As well as being
descriptive, such studies could also investigate:
-
the impact of
computerisation on corrupt income and practices (including
differential impacts on different stakeholders);
-
the impact of
corruption on information systems design and implementation;
-
the ways in
which computers change an organisation's corruption-related cultural,
political and economic "micro-climate".
If readers are
aware of such studies, or know of cases in which computerisation and
corruption interact, please contact the author. All contacts will, of
course, be treated confidentially.
References
Davies, C.J.
(1987) Controlling administrative corruption. Planning and Administration,
v.2, 62-66
Klitgaard, R.
(1984) Managing the fight against corruption: a case study. Public
Administration and Development, v.4, 77-98
Back
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Third
World Wonders About Information Highway
The article below
is reprinted courtesy Reuters Ltd from their report on a G7 event in
March. The opinions expressed do not necessarily reflect those of Tabor
Griffin Communications or IBM Corporation.
Experts differ on
whether the world's poorest countries will win or lose from the
development of the global "information highway" which was
planned in Brussels in a weekend in March by the richest nations.
"There's a
problem — what will happen to the Third World countries?" asked one
member of the European parliament before the meeting of the Group of Seven
(G7) top industrialised nations. South Africa's Deputy President Thabo
Mbeki, the only African invited to the event, urged the seven — Britain,
Canada, France, Germany, Italy, Japan and the United States — not to
exclude developing countries from their grand plan. "It's clear that
bringing developing countries onto the information highway constitutes a
colossal challenge, but we have to address this challenge if we are to
promote economic growth," he told delegates on Friday.
The information
highway, which is expected to revolutionise communications going into the
21st century, embraces the increasing use of computers, telephones and
televisions to link consumers with services and with each other across the
world. There are conflicting views on whether it will benefit the
developing world. Some say it will be beneficial as it will reduce
communication times between Papua New Guinea and the United States, for
example, to a matter of seconds. "Africa is looking forward to your
telemedicine," Mustapha Masmoudi of the Tunisian Communications
Association said last week.
World Bank
Vice-President Jean-Francois Rischard said telecommunications and
information technology could enable less advanced countries to make a big
leap forward by helping them to streamline public services and expand
education opportunities. One computer hooked up to a telephone line could
become a community learning centre, he said. Others fear the network of
telephones, computers and television will strip developing countries of
their identity and say many of them simply do not have the basic
infrastructures to join.
Mbeki said
three-quarters of white people in the South African city of Durban had a
telephone, but only two per cent of blacks had one. Half of humanity had
never made a telephone call, he said, adding: "The reality is that
there are more telephone lines in Manhattan, New York, than in sub-Saharan
Africa."
At least one
company represented at the meeting saw the developing world as a
challenge. Satellite company Teledesic Corp said it would give away some
of its telecommunications capacity to help developing countries. Russell
Daggatt, the company's president, told Reuters the offer meant several
regions and countries would have free access to some of the fastest
communications available for health or educational purposes.
Back
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Time
to Address the Basic Problems
Per Lind
Industrial Management
Linkoping University, Sweden
Ten years ago I
organised together with Dr. Robert Kalman from UNESCO an international
seminar in Stockholm on Regional Computer Co-operation in Developing
Countries. I remember very clearly from the seminar the high pitched
expectations expressed by the participants about the role of computers and
information technology for the third world development. It was a time when
computers were seen as a blessing tool, and one of the African
participants in the seminar phrased it in the following lyrical way in his
paper:
"We are many
in developing countries who found our hope in the computer revolution. We
see in it a way to realise our dreams to overcome poverty and mediocrity
and to reach a society of equity and welfare."
In spite of the
substantial growth in number of computers, relatively little has happened
that has made these expectations come true. The recently held WG9.4
conference in Cairo underlined this general feeling that the break-through
of beneficial computer usage among developing countries has yet to come.
There are many who ask what went wrong. And why.
In my opinion we
should concentrate on the second issue. It is important to explore why
developing countries have not managed to benefit more by IT in spite of
the huge investments. I think we have a long and challenging process in
front of us where we will need to ask creative questions rather than
delivering trivial answers.
In this process
there will be need for models and frameworks that can help us to
understand and to articulate the specific problems. I will briefly
illustrate what I mean.
In Biological
research there is an on-going debate about brain and speech development.
The debate is whether the brain adapted to the use of language or the
language developed because of the development of the brain. Or in other
words, did adaptation come before behaviour, or structure before function.
The structure
(adaptation) vs function (behaviour) approach seems to me a fruitful
explanation model. One could test it as a model to address the problems
related to computerisation in developing countries.
Computerization in
developing countries started with functions that were alien and new to the
existing structures. Mutual adaptation between structures and functions,
which has been the case in the more industrialised countries, did,
however, not happen in developing countries. What we find today are
islands of successful IT usage where functions happen to match a certain
structure. Unreflective persons tend to take this as proof of a general
usefulness of IT. This may not be the case as the behaviour of very few
does not necessarily result in adaptation of societies.
In fact, the true
successful installations are those where applications are isolated from
the environment, for example for the control of industrial processes. Most
applications are, however, in the open system, where the organizations
exchange information with the environment. Examples of such applications
are production planning and material control systems. From my research in
Egypt on computer-based material requirements systems I found that the
order point calculation had no relevance in the constrained transportation
infrastructure system. But also in more administrative oriented
applications there may be misfit between function and structure. Such an
application is invoicing. Numerous enterprises in developing countries
face cash-flow problems, not because of missing or inadequate accounts
receivable methods but because the clients just do not pay !
Before one can
expect IT to be of significant benefit in these countries there need to be
structures that can accommodate the functions. It seems to be that
structure means capacity. In the Western societies this structure resulted
inter alia in the development of IT functions that were relevant and
useful in these contexts. Other cultures, having their structures, need to
either change their structures to cope with the IT functions or to make
use of their over-capacity to develop alternative IT functions that fit
with the structures.
The latter may
seem a presumptuous proposal. However, also in the more advanced countries
there is a growing awareness about the discrepancy between formalised IT
solutions and non-formalizable problems. This awareness is part of a much
greater awareness about what many refer to as the end of the Renaissance
period. This period that lasted for five hundred years has characterized
the Western society through its mechanistic and scientific world-view. A
new insight is gradually emerging, suggesting that reality is non-linear
and that future is not predictable. Adaptation to this new world-view will
require IT re-thinking with new and different functions to fit with the
new structures.
I can see a need
to mobilise creativity and encourage in the coming years to challenge the
traditional IT community, both suppliers and users. This will mean to ask
the right questions, to identify the real needs and to attempt formulating
the proper solutions. Will WG9.4 be prepared to assume this challenge?
Back
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The
Brazilian Software Production and Export Industrial Policy - SOFTEX-2.000
Victor Prochnik
Industrial Economics Institute
Federal University of Rio de Janeiro
VICTORP@OMEGA.LNCC.BR
This article
succinctly discusses the National Software Export Program, a Brazilian
industrial policy implemented in 1992. This program aims at raising to 1%
of the world market until the year 2.000 the participation of the national
software industry.
SOFTEX-2.000 is an
imaginative answer to new international and national economic conditions,
which were more strongly felt in Brazil since the final years of the last
decade. Internationally relevant for the conception of this program were
the tendency for economic globalization and the increasing software
relevance among information technologies. In Brazil, this program was
influenced by the progressive opening of the internal market to
international commerce flows and by the failure of the former National
Informatic Policy.
SOFTEX-2.000 is a
initiative owed to the Brazilian academic computer science community. In
fact, it was planned and it is coordinated by outstanding members of this
community. The program focal point is the National Research Council (CNPq),
an entity of the Ministry of Science and Technology which supports
scientific development (teaching and post-graduate research) instead of
the technological development supporting entities or the Industry and
Commerce Ministry.
As a consequence,
similarities may be noticed between the organization and conduction of
this program and the usually favoured University work methods (team work,
peer review, flat structure etc.).
The main activity
in the program first phase, to end in 1996, is the establishment of
14 development centers in different Brazilian cities. These centers aim to
stimulate the creation of new firms and to articulate the local software
firms among themselves and to the program. Participation in SOFTEX-2.000
requires, from each city, through partnership among its institutions
(government, entrepreneurial associations, large forums etc.) a
contribution in resources equal to that offered by the federal government.
Activities in the
centers may be classified in three groups: (1) common activities (the same
to all centers) with the support of the program administration
(implantation of software development laboratories in order to lower the
high cost of their associates investment in new products, in connecting
firms and centers to the National Research Network etc.), (ii)
complementary activities (partly undertaken by each center, for the
benefit of all) - maintenance of offices in the exterior, studies,
seminars and business rounds, program administration etc. and (iii)
specific activities related to their regional realities - agreements with
Universities, incubators, programs concerning particular market niches
etc.
In order to
participate in the program activities, firms submit project proposals to
their centers. These are autonomous to choose, among their associates
projects, those to make part of the center's plan. Selection is undertaken
by a commission composed by local government representatives, teaching and
research institutions and entrepreneurs. The centers, in turn, submit
their plans to the program. When approved, the projects are followed by
the CNPq. Tasks undertaken by the centers also are yearly evaluated by the
program, which also is, as a whole, yearly evaluated.
Thus, SOFTEX-2.000
organization is based in tasks and decisions decentralization and in the
cooperation among its participants (not only among entrepreneurs,
governments, research and teaching institutions and other federal
administration) - an example of "network" developed tasks.
It is also
possible to observe the influence of academic prevailing methodology in
the structures of criteria for project approval (peer review) and in
action and decision decentralization. In this sense, it is quite clear the
strong contrast between this program and other initiatives of Brazilian
industrial policies, in which not only the incentives concession criteria
are much less strict but, also, result evaluation and follow up practices
are non-existent.
Flexibility is
another program characteristic. A significant change, for instance, took
place as to the main targeted market. Nowadays, the almost exclusive
attention previously directed by the north-american market has decreased,
in the name of a diversification effort of exports towards Latin America
and European markets.
It is fit,
however, to suggest the development by SOFTEX-2.000 of a policy to attend
to the internal market. In many industries, such as those of textile and
civil construction, Brazilian firms have acquired technical capacity due
to internal market growth. Such accumulated technical capability allowed
the exporting movement of the mentioned industries which followed. The
same should happen in the software area, which could develop through the
strong software component present in all large scale national
projects." (Lee and Lee, 1994, p. 298).
Finally, it may be
observed that the estimated cost of the four year first phase of
SOFTEX-2.000, which includes enterprises financial counterpart and already
preexisting public programs resources reaches 60 million dollars. In spite
of the intrinsic value of the program, it must be noted that considering
SOFTEX-2.000 as the main Brazilian industrial policy facing globalization
challenges in the sectors of the electronic complex, this investment, for
a country as large as Brazil, is regrettably small.
Bibliography
Lee, J. and Lee, J
"Competitive Structures and Strategic Types in the Korean Software
Industry", Technovation V.14, N. 5, 1994
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Canadian
Interest Group in Informatics for Development
The International
Development Research Centre (IDRC) would like to invite ideas and
commentary on the establishment of a Canadian Interest Group in
Informatics for Development (CIGID). Hopefully, CIGID will bring together
Canadian public, private, and non-governmental organizations to
participate in the design and application of Information Technologies (ITs)
to the problems of sustainable development, and to work with developing
countries and regions on the design and use of ITs. Members of WG 9.4 are
invited to review the concept paper given below and send comments to:
Stephen Lenser
International Development Research Centre
P.O. Box 8500, Ottawa, Ontario, K1G 3H9 CANADA
Slenser@idrc.ca
Preamble
Information
Technologies (ITs) may provide tremendous opportunities for progress and
transformation in the global economy, as well as for communities,
institutions, and individuals; they also present tremendous challenges in
issues such as equity, access, social impacts, privacy, and information
policies. This is especially true for developing regions which can benefit
from the effective use of new information technologies, but which are also
facing an increasing information and information technology gap.
Canada has much to
offer and gain from the active consideration of these issues in the
context of international development. Hence, the International Development
Research Centre (IDRC) proposes the establishment of a Canadian Interest
Group in Informatics for Development (CIGID) to promote a process in this
direction.
Mission Statement
To strengthen the
ability of Canadian public, private, and non-governmental
organizations (NGOs) to participate in the application of Information
Technologies (ITs) to the problems of sustainable development and to work
with developing countries and regions on the use of IT to meet
mutually-beneficial development objectives.
Objectives
-
To forge a
public voice in Canada concerning Information Technology for
International Development;
-
To make
Canadian international aid in the area of IT more effective,
meaningful, and efficient;
-
To facilitate
communication between Canada and developing countries regarding IT
issues;
-
To promote
awareness of the social, cultural, and political dimensions of IT
issues in developing countries;
-
To help gain
for Canada a greater share of the world IT market.
Why CIGID?
Expertise Canada
is a world-leader in the development and application of Information
Technologies. From geomatics to telematics, Canadian organizations, public
and private, are designing innovative systems for research, communication,
and various informatics applications.
Problematique
Many countries are
faced with uncertainty and crisis. Environmental degradation, disease,
under employment, war, or a lack of basic freedoms and human rights
undermine the ability of peoples and their governments to pursue their
vision of development. Canada's problems are fewer and less severe, yet it
too shares a stake in these global issues (through a common global
environment, through global trade, and immigration etc.).
Action Information
Technologies can prove useful in the design and implementation of
appropriate solutions. They can assist governments and individuals in
making better informed decisions and policies, and they can empower people
through the sharing of knowledge and experiences. This requires
innovation, participatory design, and the consideration of cultural,
geographic, technical, economic, linguistic, political, and gender issues.
Hence, a multi-disciplinary approach is required.
Opportunity
Canadian IT
organizations have an opportunity to cooperate with NGOs, governments, and
research institutions to develop innovative, leading-edge tools to help
make sustainable development a reality.
There is no single
organization within Canada that supports the specific mission of CIGID,
though there are many that share aspects of CIGID's objectives, e.g.:
CIPS (Canadian
Information Processing Society) is focused on the needs of individual
informatics practitioners in Canada; ITAC (Information Technology
Association of Canada) focuses on a constituency of large IT companies in
Canada; CAIDC (Canadian Association of International Development
Consultants) covers a wide spectrum of disciplines, but does not focus on
IT;
CIDA (Canadian
International Development Agency) invests in IT infrastructure projects,
but has no IT locus of specialization per se; IDRC (International
Development Research Centre) supports Information Technology research,
especially within its Information Sciences and Systems Division (ISSD),
but has had few opportunities to date to cooperate with the private
sector. ISSD is the Canadian focal point for Unesco's
Intergovernmental Informatics Program (IIP).
Target Groups
-
Anyone
interested in the CIGID mission, but particularly the Canadian
Informatics and Canadian International Development communities;
-
All those who
"embed" IT in products and services, as well as those who
develop IT projects and products;
-
A diverse
membership is encouraged to join: public, private, NGO, aid, trade,
consulting, academic, research, and other organizations.
Potential
Functions for CIGID: A "shopping list"
The CIGID
community will develop the functions to support its mandate and general
mission. Its functions will reflect its diverse membership. The
"shopping list" of potential functions below is meant to
stimulate thinking; it is proposed to be modified and refined as the CIGID
community sees fit.
"Virtual"
Community
-
Establishing a
forum for discussion on researchable and action-oriented issues, and
related user needs;
-
Fostering
contacts and exchanging information with international informatics
communities;
Partnering:
Research
Partnering:
Ventures
-
Stimulating
innovative mixes amongst different stakeholders;
-
Fostering
long-term relationships in the national and international
arenas;
-
Fostering
cooperation in project development;
-
Helping to
identify opportunities at an early stage for Canadian participation in
global project development;
-
Facilitating
twinning arrangements/partnerships between Canadian and developing
country informatics communities;
-
Identifying
the potential for export of Canadian IT to developing countries;
Design/Innovation Focal Point
-
Promoting an
interdisciplinary, participatory approach to the design of IT systems
for developing countries
-
Assessing how
cultural, environmental, and economic dimensions can be integrated
into the design of IT systems;
Information
Resources
-
Supporting
clearinghouse functions for information on IT for development
including opportunities, markets, needs, projects, exports, firms, and
individuals;
-
Helping
establish and publicize electronic tools to guide searches for and
access to information on IT for development;
-
Capturing and
disseminating lessons learned in the field of IT and development;
Policy Focal-Point
-
Selectively
contributing to the Canadian policy debate on issues related to IT for
development;
-
Adapting
CIGID's mission, objectives, functions, services and target groups to
changing circumstances in Canada and the World;
Stimulating
Awareness
-
Permanently
publicizing the aims and activities of CIGID in likely Canadian fora,
both electronic and non-electronic;
-
Identifying
and publicizing the actual and potential gains from membership of
CIGID, including for both the aid and trade communities.
Potential Products and Services
The following list
of products and services suggest means by which CIGID may achieve its
mission and carry out its functions. Again, this list is meant to
stimulate, not to dictate. In some cases, CIGID may provide linkages to
existing products and services, rather than developing new ones.
Workshops/Seminars
-
Meetings,
seminars, workshops, and conferences (physical and virtual) to
stimulate the innovative application of IT in developing countries;
Databases
-
Databases/Directories
on Canadian experts and organizations in the area of informatics for
international development;
-
Database on IT
projects in developing countries;
-
Database on
potential sources of funding for projects;
-
Database on
what Canadian IT firms are doing in developing countries, based on
surveys;
-
Database with
extracts of useful information on IT trade supplied by Industry
Canada, Statistics Canada, international organizations and other
countries;
Internet Services
Reports/Information
-
Directory of
IT contacts, firms, associations in developing countries;
-
Scoping paper
on IT products needed in developing countries to promote sustainable
development;
-
Newsletter on
experiences/lessons learned in supplying ODA in area of informatics;
-
Business fax
menu-driven information service to supply information on CIGID;
-
Regular
reports and financial statements on CIGID activities;
-
Ad-hoc advice
desk.
Issues for CIGID
Organizing Body
CIGID must
establish and operate mechanisms to carry out its mandated functions,
either within a small secretariat or out-sourced (provided by outside
contractors and/or CIGID members). Types of activities may include the
following:
-
Producing an
initial scoping paper and other background material or technical
reports;
-
Developing a
CIGID constitution;
-
Identifying
means of financing the organization;
-
Publicizing
CIGID;
-
Maintaining
contact with relevant Canadian government and regulatory bodies;
-
Identifying
and corresponding with related institutions in Canada and in the
world;
-
Identifying,
joining, and monitoring relevant electronic networks;
-
Monitoring the
Internet discussion group on CIGID;
-
Maintaining
the membership list.
Potential
Modalities of Operation
-
Secretariat
functions;
-
Governing
body: Steering Committee or Board of Directors;
-
Funding:
membership fees, sponsorship, fees for service;
-
Self-financing
within a set period or permanent sponsorship.
Membership and
Stakeholders
Open to
institutions and individuals who seek to further the mission of CIGID.
Classes of membership, fee structure, etc., to be decided when the
modality of operation is fixed.
This concept paper
has been prepared with the participation of a small group of interested
individuals in government, industry and academe. In order to validate and
refine the CIGID concept, IDRC will hold a launch event in the Spring of
1995 to bring together potential stakeholders.
Linkages to Other
Activities
UNESCO: UNESCO/IIP
is to be invited to participate in the CIGID launch event.
CIGID could help in facilitating contacts for the IIP Program in Canada;
IDRC CIGID could provide contacts and partners for IDRC's
Information and Communication Technology (ICT) program;
IFIP CIGID could interact with Working Group 9.4 (Social
Implications of Computers in Developing Countries);
CIPS CIGID could assist members interested in international
development;
CAIDC CIGID could help increase Canadian participation in IT projects.
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Mayuri
Raises some Issues on WG 9.4 Conferences
Extracts from the
text of Dr. Mayuri Odedra's speech at the recent WG 9.4 conference held in
Cairo in January is reproduced below. She raises several issues which need
to be discussed within WG 9.4.
I would like to
begin my closing remarks by first thanking all of you for helping make
this conference a success. I feel the papers presented and the discussions
that have taken place have been interesting and stimulating in their own
ways. I hope we have all learnt something new in the past three days, and
will go home with some new ideas and thoughts which we will try to pursue
further. Some issues such as the need for policies and planning,
infrastructure, human resource development, role of governments,
management of change, maximising the use of information, globalisation vs.
liberalisation, domestic markets vs. exports; issues of development,
technology and sustainability, transferability of technology and methods,
keep on recurring every time we discuss issues related to use of IT for
Development. I feel some of these issues urgently need to be addressed by
practitioners, governments, by people like us, as well as development
agencies.
One of the most
crucial and problematic issues we are facing in organising such events
within WG9.4 is funding; funding to organise a conference and more
specifically to sponsor people from DCs. This has been a serious problem
ever since we started organising such events 5 years ago, and there have
been few signs of improvement over the years. I find it a shame that
authors from DCs, whose papers have been accepted for presentation, are
often unable to attend such events due to lack of funds. Their institutes
or organisations often do not have the money to sponsor such trips abroad,
and the same can be said about the organisers of such events. Nor are we
able to obtain sufficient funds to sponsor everyone from DCs whose papers
have been accepted. The problem is to find the money for the air tickets
and registration. Even if registration fees, which were very high at this
conference, are waived, not many would have been able to attend without
support towards their air tickets. In future, they should be encouraged to
seek funding from other sources but they should be informed about this in
advance.
My main worry is
that events such as WG9.4 conferences, or many others as a matter of fact
can turn into a yearly event where a group of people from the
industrialised countries come together for a few days — to be with
people with whom they share a common interest — IT in DCs and to have
some fun. There would be nothing wrong with this under different
circumstances, but in this case I feel it would be more appropriate to
involve more people from countries which we are trying to discuss. It is
perhaps unwise for many of us, who are not in daily contact with the
situation in DCs, to sit here and discuss the "future" of IT in
these countries, and dictate or direct what should be done and how
it should be done. However, I have to add that I have been very happy with
the good turnout of local Egyptians at this conference.
I feel future
events should only be organised if sufficient funds are available in
advance with some kind of a written agreement from sponsors. This would
make it possible to sponsor authors from other DCs to attend the
conferences. Otherwise, I feel there is an urgent need to reassess the
benefits of these conferences, and see if there are other more appropriate
ways of getting a group of people together to discuss issues related to IT
for development. Some of us had thought that this could be done on the WG
9.4 electronic mail discussion list, but we were proved wrong. There are
hardly any worthwhile discussions taking place on that bulletin board. I
have failed to figure out why this is the case. I do not feel cost of
phone bills is a major problem as it is made out to be, because a large
number of members connected to the list are from the industrialised
countries.
Going back to the
issue of future conferences, I feel one option would be to organise more
smaller regional conferences to overcome the problem of funds to support
travel, as well as other problems associated with organising such big
events. There is interest from Namabia, Nigeria and Thailand to host
future WG9.4 conferences but none have the funds to organise such an
event. Maybe they should be encouraged to hold their own regional
conferences, for 30-40 people from the neighbouring countries. As far as
international conferences are concerned, I feel we should only have one
conference every 2-3 years.
Concerning the
quality of work presented at the conferences, I certainly feel that we
have made some progress — although there is still scope for improvement
— since the first conference held in India more than 5 years ago. The
quality of papers, as far as contents are concerned has certainly improved
over the years. There is also more variety in the issues being discussed,
addressed or researched. With this in mind, as well as the fact that our
last four conferences have been more general, in a sense that the themes
were wide and varying, I feel future conferences should be more focused on
a particular theme. This may help attract people whose interests are more
focused, and beyond those of IT in DCs in general. I feel there was more
time for discussion this year, than there has been in the past, but there
is still major scope for improvement; we need to allocate more time for
question and answer sessions and panel discussions.
Another related
issue which I want to touch upon is the quality of papers from authors in
DCs. The quality — in terms of originality of ideas, new research,
references, writing style, the issues being addressed, etc. — is largely
very disappointing (though improving), and we often have problems
accepting such papers from authors from DCs. There are a number of reasons
for the standard of papers from authors in DCs not being up to
"scratch". I do not wish to mention all the reasons here but
would like to say that one of the major problems is access to secondary
literature in many DCs. Somehow all the papers, books, reports, etc. we
write about DCs do not appear to be filtering back to these countries. It
is not uncommon to find authors referring to outdated material in their
papers. I feel we as a group should try and address this issue and look
for ways in which we can help out. Even the proceedings of our previous
conferences are not easily available in many countries. The widespread
distribution of our Newsletter has helped the situation slightly but we
need to look for other ways to disperse the literature. A suggestion made
last year in Cuba was to set up a database with all the literature which
could be accessed by whoever was interested in issues related to IT in DCs.
The problem is that such databases are inaccessible to a majority of the
people in DCs, even those having email access, due to high costs involved
in transmitting all those bytes over a long distance. I hope that part of
this problem will be solved by the re-launch of the Journal, IT for
Development, which I am very happy to announce will be launched in Spring
this year. The main sponsors of the Journal are IDRC and ComSec, and the
publisher will be IOS Press of Amsterdam. I will be involved in that
Journal in some capacity and look forwards to receiving your papers for
possible publication in the Journal.
In relation to
some of the issue I have touched upon so far, I would like to briefly
focus on the aims and scope of the group (WG9.4) as a whole, ie. what we
have achieved so far as a group. We haven't done so badly as far as
membership, "successful" conferences and the Newsletter are
concerned — which is a lot more than what some of the other IFIP WGs
have achieved — but I feel there is still scope for improvement. For
instance, to play a more active role in the application of IT in DCs (an
area which is broad, addresses many issues, and calls for a lot); in the
distribution of literature; and in joint research projects, apart from
other things. I feel the group has a serious problem as far as
collaboration, communication and cooperation are concerned and these need
to be urgently addressed. There are just a handful of people, out of the
200 or so members who one can call "active" and who are
doing much of the work. I find this unacceptable and it probably calls for
a re-assessment of the group, ie. its aims and scope.
Once again, I
thank you all for being here and for helping us make this conference a
success.
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Informatics
for Medicine as it Affects Developing Countries
Shirin Madon,
LSE
This is a review
of a one day colloquium held by the British Computer Society Developing
Country Specialist Group in collaboration with the LSE on Tuesday 8
November 1994. The colloquium set out to address a wide spectrum of issues
related to the policy and practice of health informatics in developing
countries. There were 6 invited speakers and around 50 delegates.
The first speaker
was Zoe Kenyon, a London GP interested in anthropology. Her talk was
entitled `Us and them in the third world'. The presentation was concerned
with the mismatch that occurs between the policy considerations of bodies
like the World Health Organisation in their campaigns, and the
practicalities of health care at the grassroots level in developing
countries. Zoe described a host of social/anthropological factors which
typically influence the delivery of health care. Given the nature of these
factors, the discussion after the presentation centred around how
information technology could be applied to bridge the gap between the
policy-makers and the implementors.
The second speaker
was Leiser Silva, a PhD student at the LSE whose talk was entitled `Health
information systems in developing countries: Who should be responsible?'.
Leiser extended the argument of the first speaker by presenting a case
study of how cultural norms prevailing in the social context define the
utility of informatics projects. The case was of a US-funded project to
introduce a computer-based information system in the Guatemalan Ministry
of Health. However, the lack of local systems analysis skills resulted in
US Aid having complete control over the design and development of the
system. Control was manifested in several ways. First, the US consultants
decided to buy 16 American-made PCs from a vendor who had a reputation of
not supporting customers. Second, the selection of software was not
based on the ability of the users to work with the package. Third, the
consultants decided to abandon the former manual system that had been
instrumental in producing the much-valued health statistics yearbook.
Leiser's case study provided a response to the question posed at the end
of the previous presentation regarding the impact of health informatics in
internationally-sponsored projects. The impact depended on both the roles
and moral obligations of international cooperation agencies, and to the
need for developing countries to focus efforts on human resource
development in order to improve their bargaining power vis-a-vis
international agencies.
The third speaker
was Jean Roberts, Director of GCL Health Management Consultancy and Vice
Chairman of the BCS Health Informatics Specialist Group (HISG). The
presentation was entitled `The potential UK contribution of health
informatics development in emerging nations'. The talk outlined the main
pillars of HISG activity and set it in international terms, both as
recipients and disseminators of information. The HISG also provided a
forum to access various networks and international working parties such as
the International Medical Informatics Association (IMIA). Although the
presentation listed an array of existing and forthcoming networks,
delegates questioned their actual utility to fostering informatics
capabilities in developing countries.
The fourth speaker
was Jeremy Thorp, Senior Consultant from Touche Ross. The talk was
entitled `An Eastern European experience' and the speaker aimed to share
his experience as a consultant in designing and developing health
informatics projects in Eastern European countries. Two case studies of
UK-sponsored projects in Poland and Bulgaria were presented. As a first
step in the consultancy process, an assessment was made of basic
management skills (project management and financial management) within the
host countries. In both cases, skills in these areas was found to be
absent. The consultants assessed the existing information infrastructure
for a health informatics system. In both cases, data was found to be
lacking for basic management functions, while inappropriate levels of
detail of data were found for auxiliary systems. For example, data for the
most basic of applications such as patient monitoring was absent. On the
other hand, large amounts of data for peripheral systems such as catering
management, and inventory management for sundry supplies were recorded but
not analysed. The outcome of the consultancy report was that under
existing conditions, a computer system would be the worst possible
application of funds. Instead, the recommendations of the report were
geared towards helping to define the priorities of the health section,
imparting education and training to managers of health programmes, and
developing an information infrastructure to support a computer-based
project.
The fifth speaker
was Lorraine Nicholson, a Fellow at the Health Services Management Unit at
the University of Manchester. The talk was entitled `Creating order from
chaos and the speaker presented a case study of the rehabilitation of the
medical records service at Mulago Hospital, Kampala, Uganda. The main aims
of the project in 1990 were to re-establish working systems and
management, and to enable the reassessment of Mulago Hospital's role
within the more modest health service that Uganda could afford. During the
course of project implementation, attention was given to providing
training for senior and middle managers involved with hospital management.
This training included budgeting, staff development, problem-solving, time
management, communications, and project management skills. By 1992, many
simple applications had been implemented by the local staff including a
diagnostic index for recording disease incidence; recording and tracing
individual patients with specific diseases; basic information on bed
occupancy in the hospital. It was envisaged that these systems would
eventually link to a master patient index in the future. This presentation
complemented earlier discussions by providing an example of developing an
application which is acceptable, achievable and sustainable. The project
started from a low baseline so that when all the expertise and support of
the aid programme were withdrawn, recipients should be capable of
independently sustaining the initiative.
The final speaker
was Margaret Peters, Director of the Wolfson Computer Laboratory,
Birmingham University. The presentation entitled `Clinical decision
support aids' took as its starting point the recognition that portable PCs
were able to provide decision support systems at the point of health care
delivery and that these systems could be programmed to provide relevant
clinical expertise according to a variety of settings. The session
presented a practical demonstration of generalised decision-support
clinical systems developed at Wolfson Laboratory. These DSS modules were
produced after a series of knowledge engineering sessions which included
all interested persons and had the flexibility of being modified as
necessary according to country-wide standards.
Health care
provision is an information-intensive activity to which the application of
computing power has long been recognised as being of great potential
value. Huge investment is being made by international agencies and
governments in developing countries towards promoting informatics to
improve the delivery and management of health care. The aim of this
colloquium was to provide a forum to exchange experiences of implementing
such projects. Ultimately, it is only when we analyse why some projects
are successful and why some fail that we can direct information technology
to play a meaningful role in health care management.
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Building
Very Reliable Data Communication/Distribution Systems
Atop Very Unreliable Infrastructure
Matthew A. Brenner
Structured Software Systems, Inc.,
3084 Brickhouse Court, Virginia Beach, VA 23452, USA
Fax : (804) 486-6752, Internet : brenner@infi.net
Introduction
Imagine the
developing world as a large plot of land, and development projects as
seeds. Conditions vary widely from point to point on the plot, yet only
limited preparation of the land is possible. Imagine too that each
individual seed costs dearly. Therefore, we must choose, very carefully,
exactly which of many different kinds of seeds to plant in each of the
many micro-climates on the land. No matter how carefully we match
individual seeds to specific micro-climates only some germinate. Of those
that germinate, only a fraction take root.
Development
actually occurs when a seed (project) sets roots. At this point it becomes
an integral part of the land. Over time the newly rooted plant can grow,
and spread, and even evolve and better adapt to its own micro-climate and
surrounding ones. The rate at which development spreads, is the rate at
which it occurs. This paper does not address the difficult problems of
"seed selection," or "planting." Rather it focuses on
the problem of accelerating the rate of development.
Efficiency of
Communication
Development
projects embody, first and foremost, values and information. A rural
project that provides clean water to a village surely contains a
technology component (a well or a water transport system), and a public
works component (financing and constructing the water system), but the
project can only succeed in the long term if the members of the village
come to understand and value clean water. The community can only adopt
this value by assimilating — and integrating into their daily lives —
information about the benefits to themselves of clean water. Unless this
"value and information transfer" takes place, the effort and
resources necessary to maintain the clean water system won't get
allocated, and the system will fall into disrepair and out of use.
If the project
succeeds and the community recognizes benefits, they will spread the
values and information about clean water to friends and relatives in other
villages. Perhaps the government too will work to inform the populace
about the benefits of clean water. However, just because information about
the benefits of clean water emanate from the community or the government,
doesn't mean that anyone will necessarily accept the information and
pursue clean water. On the other hand, if this information never leaves
the village it can't possibly spread. So, even in the event that
information can spread quickly and easily (the society possesses high
"communication efficiency") nothing guarantees that it will.
Rather the communication efficiency (CE) of the society places an
upper-bound on the rate at which rate at which such values and information
can spread.
I believe low
levels of communication efficiency (CE) characterize — in a primary way
— underdeveloped countries (I think we can construct a good index of
development entirely on measures of CE). Poor CE thwarts the development
of private enterprises, reduces the efficiency of government, and makes
investment less attractive to capitalists in developed countries.
Furthermore, poor CE does not result from underdevelopment, but rather
guarantees it. Slow and unreliable postal and telephone systems, endemic
in developing countries, would seem to mandate low CE, and the massive
capital outlays necessary to improve them seem unlikely in the short term.
How then can we widen this CE bottleneck? Carefully crafted computer
software can increase CE in developing countries, without requiring great
investments of time, money, or human resources. But the ordinary,
off-the-shelf communication software, widely used in developed countries,
won't work well in developing countries, because it doesn't even work well
in developed ones.
The Poor Quality
of Communication Software
Look at how few
people, at home or work, send information directly from their own personal
computer to another one. It's not for lack of modems. It's not for lack of
interest (look at how many people use the Internet, bulletin boards, and
commercial services). It's certainly not for lack of need (look at how
many Fax's get sent). The reason is poor integration of communication
software into the computing environment.
If I want to send
something from my computer to your's, I need to know about things like COM
ports, IRQ's, baud rates, modems, AT commands, conflicts with mice and
printers, and cables (for external modems). I need to develop expertise in
a special 'communication' program, and struggle with mumbo jumbo about
start and stop bits, word lengths, initialization strings, and X-Y-Z Modem
protocols. Maybe it's just easier to print the document and fax it? Or use
the postal service, or pick up the phone and send the information
verbally?
Even if I get my
computer ready to send something, I need to call you so you can prepare
your computer to receive it. Furthermore, you and I must agree on what to
call the things we want to exchange and where to put them. This, of
course, presupposes that between us we know enough about file names and
directories to coach each other through specifying the things we want to
exchange.
What if something
goes wrong? What if the line drops, or the software gives up because it
encountered too many retries? How do we know, and what do we do? The
software doesn't care. The problem gets left for you and me sort out.
There are risks too. If I specify the wrong file name or path (even by
accident) I may not be able to find what we transferred, or worse I may
overwrite something important. This problem is especially great when using
unattended communication software that allows anyone to attempt transfers.
Lastly, and most
importantly, existing computer software minimizes the importance of
communications. The view is that occasionally we need to send a file or a
document created by some other software application. No off-the-shelf
software exists to allow users to create their own data collection and
distribution systems. Presently, one needs a collection of computer
experts to custom-build solutions to data collection/distribution
problems.
In summary,
present communication software is weak because:
-
Communication
hardware and software is 'tricky' to install
-
The user needs
to grapple with communication issues
-
Human
intervention at both ends may be required
-
Error recovery
is unreliable
-
Systems are
vulnerable to the mistakes (or attacks) of others
-
No tools exist
for non-experts to build custom data collection and distribution
systems.
Communication
Software For the Developing Countries
Effective
communication software for the developing world must be reliable, robust,
efficient, intelligent, and sympathetic to the user — just as it ought
to be in the developed world. These characteristics, however, are even
more important in the developing world because the infrastructure is less
reliable, hi-tech resources more scarce and expensive, and technical
support more costly and difficult to obtain. Of course, such software
should also address the six weaknesses listed above.
I recently
completed development of exactly such communication software. The program
is called "Move-It!." I believe Move-It! is extremely well
suited for use in developing countries for these reasons:
a) It is very
flexible. Integrated within Move-It! is word processing, electronic
mail, spreadsheet-like capabilities, Fax and data communications,
and what I call an 'Electronic Secretary' to store and retrieve the
information that gets moved around via Move-It!
b) Move-It! goes
far beyond electronic mail. It allows its users to create 'SmartForms.'
SmartForms can contain all variety of fields: number fields, text fields,
dates, etc. SmartForms can also automatically perform calculations
based on some fields and display the result in 'result' fields (thus
providing powerful spreadsheet capabilities). SmartForms can also contain
embedded documents. SmartForms can serve as invoices, memos, expense
reports, surveys, sales reports, supply orders, budgets, job
applications, purchase orders, warranty registrations, documents, and
more. The great value of spreadsheet programs is that they allow people
who are not computer experts to build their own data ANALYSIS systems. The
great value of Move-It! is to allow the same people to build their own
data COLLECTION systems.
c) The system is
compact and efficient. The Move-It! program is only 280K bytes long. Thus,
all of its capabilities are available even to those with the least
expensive/modern equipment.
d) Move-It! is
simple. The user does NOT need to know anything about file names, or
directories, or any such technical issues. Move-It!'s Electronic
Secretary helps the user store, retrieve, print, and send documents
and SmartForms, without ever resorting to technical jargon.
e) Move-It!'s
communications software is reliable and relentless. In the
developing world, telephone service varies widely in reliability,
availability, and consistency. Once a user tells Move-It! to send a
'package' of information (containing any combination of SmartForms and
documents), the user can continue to use the computer for any purpose. In
the background, without disturbing or slowing down the user, Move-It! will
try to send the package to the specified destination until it succeeds.
Depending on telephone conditions, it may take a minute or a week, but
Move-It! won't give up! Naturally, Move-It! is always ready to
receive a package from any who sends one. These receptions also take place
in the background, without disturbing or slowing down the user.
f) Move-It!
automatically archives everything that gets sent and received. The user
never need to pick file names or specify directories; the Electronic
Secretary takes care of all filing and retrieval.
g) Move-It!'s
Electronic Secretary is also a tireless bookkeeper. A user can tell
the Electronic Secretary to locate all SmartForms of a particular
type that meet certain criteria (e.g. from a particular
organization, during a certain time period), and add up particular
fields (e.g. labor hours used). The user can instruct the Electronic
Secretary to perform such tasks WITHOUT having to learn a complex query
language.
h) Move-It! is
simple to use. No technical jargon appears on any screen. No
'Control' or 'Alt' or 'Function' keys get used. Context sensitive help is
always available. The user interface is very consistent. The system is
useful to both experienced and inexperienced users. For example, a user
who doesn't need to send electronic mail doesn't need to learn any word
processing commands, but can still easily read mail that gets sent
to him or her, and can still fill in SmartForms or make use of the
Electronic Secretary.
Move-It! also
addresses the six weaknesses of other communication software (described in
the previous section). The programs exists in two parts: the user
interface, and the communication module. The user interface shelters the
user from all details of computers. It presents the user with an
environment in which to create SmartForms and documents, send them about,
examine and save the ones sent by others, etc. The communication module
is, in fact, a small program (a 20K TSR--terminate and stay resident
program) responsible for sending and receiving 'packages' of information
to and from other Move-It! systems. This module is called MICOM (Move-It
Communication Manager). MICOM addresses the first five of the weaknesses
found in other communication systems:
1) MICOM software
gets installed automatically when Move-It! gets installed. MICOM
automatically searches for a modem and figures out which COM port to
use, the modem's maximum baud rate and capabilities (error correction,
compression, flow control, fax capabilities, etc.). The user can ignore
all of these details.
2) MICOM operates
automatically and employs a unique protocol, invisible to the user, to
insure reliable data transfers.
3) MICOM requires
no user intervention. Once the user tells Move-It! what to put in an
information package, and who to send it to, the rest is automatic. MICOM
requires no human intervention at either side. Whether Move-It! is running
or not, MICOM is always ready to send and receive information. When a user
runs Move-It! it notifies the user if any packages have been received. At
any time a user can examine newly received packages.
4) MICOM will
relentlessly attempt to send each and every package. If a
transmission fails mid-way, MICOM will retry until it succeeds. Naturally
MICOM logs all attempts to send and receive.
5) When one user
decides to send a package to another, he/she tells Move-It! what to
include in the package (without any knowledge of file names or
directories). The sender never knows or cares what the receiver calls the
package, or where it gets stored on the receiver's system MICOM makes
these decisions. The calling MICOM systems tells the receiving one to
'receive a package,' but the RECEIVING system decides where to store it
and what to call it. Thus, the sender simply cannot do any damage —
intentionally or otherwise — to the receiver's system.
Regarding weakness
(6), Move-It! taken as a whole allows its users to create their own
RELIABLE, customized data collection and distribution systems. These
systems do not rely on the Postal Service. Nor do they require reliable
telephone service. Nor do they rely on highly trained technocrats.
Instead, through reliable software, a reliable system be built on an
unreliable infrastructure and without computer experts.
Summary
Improving the
efficiency of communication within a society facilitates the movement of
information and values within the society, and hence the rate at which
development can occur. Developing countries, as a group, suffer from low
levels of communication efficiency (CE) due, in large part, to erratic and
unreliable telephone and postal service. One can improving CE in these
countries by applying carefully designed computer software.
The article
describes a program called Move-It! that allows non-experts to build their
own, highly customized, inexpensive, data collection and distribution
systems. The key point is that this software allows people to create very
reliable communication systems using the very unreliable telephone systems
at their disposal.
The Current State
and Availability of Move-It!
Presently,
Move-It! is undergoing rigorous testing in a commercial environment where
61 disparate locations need to communicate a wide variety of information
(various Smart Forms) between themselves and corporate headquarters. At
each location 3 - 6 different people use Move-It!. Thus, about 300 people,
none of whom are computer experts, use Move-It! Needless to say the
feedback continues to improve the program.
The author will be
pleased to provide Move-It! for testing — at no charge — to not for
profit organizations in developing countries. The system can also be tuned
as necessary for local telephone conditions. Presently, only an English
version of Move-It exists. However, provided a good translator, Move-It!
can be provided in other languages. It will take 4 -8 weeks to complete a
translation.
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Review
of a book on Telecommunications in Africa
Edited by B.A.
Kiplagat and M.C.M. Werner. Published in 1994 by IOS Press, Van
Diemenstraat 94, 1013 CN Amsterdam, Netherlands
This review
appeared in the USEnet News comp.society.development newsgroup. Thanks to
Dr. Kathleen King <kk@aisb.ed.ac.uk> for forwarding it.
To adopt a great
saying, telecommunications is too important to be left to the engineers.
Nowadays, telecommunications is an area of great interest to everyone
concerned with socio-economic development. It is, therefore, a particular
pleasure to come across a book on Telecommunications and Development in
Africa. The book has been created by the efforts of the Telecommunications
Foundation of Africa. It is a stimulating book, because it shows the
strengths of Africa. Telecom engineers and managers in the continent have
displayed a lot of resourcefulness in their work. Those who are ignorant
of development of the countries in that continent will be surprised to
read about the solid installed base of high technology systems in use over
there.
The book is a
collection of 25 papers written by different authors. A number of
suggestions have been made by the authors, such as: giving greater
autonomy to telecom companies, increasing privatisation, treating telecom
as a part of development programmes in other sectors such as agriculture,
education & health, and review of the economics of providing
telecommunication services to rural areas.
An important issue
raised is the creation of Independent National Telecommunications
Regulatory Authorities. One of the papers, by Etienne Konan Kouadio,
discusses "The African Green Paper". The discussion covers
issues such as the political framework, the lack of information,
sustainability of networks and services, human resources and network
operation and regional cooperation as well as competition and
privatisation. The author quotes the Green Paper saying "Some
operating agencies do not even have the capacity to deploy efficiently the
financial resources they would need. This traditional approach based on
State-owned enterprises has shown its limitations". The author argues
that continuous blaming of the traditional approach is not always fair. He
goes out to say that the governments should give autonomy to the operating
entities, enforcing discipline among the staff and fair treatment to the
management in judging whether they have succeeded or not. Clearly, the
author believes that state owned companies have a significant role to
play.
Pinky Moholi
offers talks on Universal Service Obligations for South Africa, and looks
at telecommunications in the context of the reconstruction programme
planned by the African National Congress for South Africa. The paper
"Africa in a Global Economy - Requirements for Financial
Telecommunications" by Kees W. Hozee deals with the needs of the
Financial Service Centre. The author is a Manager with S.W.I.F.T. in
Belgium.
There is a paper
on "The Needs of Scientists in Africa for Computer mediated
Communications" by Dr Paul Godard. He describes a variety of networks
which provide services in Africa and offers a detailed table saying which
country in Africa is connected to which network. He also offers
information and the cost of telecommunications to four major centres in
the world from each one of the countries listed. This paper is essential
reading for any one who is concerned with networking for development in
Africa.
There are papers
on regional cooperation covering work done on the African Testing
Organization and its impact on networking quality, and on equipment
procurement strategies for African network operators.
The paper
"Combining Forces: The Challenge to Connect Africa" by George R.
Langworth deals with planning for continent-wide connections in Africa.
The author is the Director of Marketing of the company FLAG Limited (Fiberoptic
Link Across the Globe). The paper gives significant information on the
cost of data communications from Africa and to the rest of the world.
The paper
"Trends in Rural Telecommunications Technologies" by Christoff
Pauw describes trends in rural telecommunications technologies. She
discusses the importance of telephones as a development priority,
telecommunications policy and regulatory framework, use of card telephones
which automatically compute appropriate tariffs, the use of short hall
microwave links, point to multi-point rural radio systems, low altitude
satellite systems, etc. She discusses the significance of a system such as
Iridium for African subscribers.
Not all the papers
in the book have been reviewed. An attempt has been made to tell the
reader about the interesting material found in the book, to stimulate his
interest in reading this. Any one interested in telecommunications in the
context of socio-economic development anywhere will find it essential
reading.
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Does
Technology Drive History? The Dilemma of Technological Determinism.
Merritt Roe Smith
and Leo Marx (Eds). MIT Press. Cambridge, Ma, 1994. Paperback. 280 pages.
Reviewed by: Rob
Kling, Department of Information and Computer Science, University of
California, Irvine Ca 92717, Email: kling@ics.uci.edu
This collection of
13 lively essays by historians examines the interplay between
technological developments and social change and historians' ways of
understanding this interplay. Many of the essays focus on technological
change in the 19th century, when many commentators unambiguously
identified North American industrialization and westward expansion with
social progress. But contemporary questions about some of the troubling
social consequences of North American society's reliance on more socially
ambiguous technologies, such as nuclear power, pesticides, and petroleum
influence form a tacit backdrop for many of the essays, except for Leo
Marx's powerful essay on technology and "postmodern pessimism."
While none of the essays examines computerization systematically, many of
the essays should be read by anyone who is writing about computerization
and social change.
The 13 essays
characterize technological determinism in slightly different ways. Only
one of the authors, Robert Heilbroner, seems to be a staunch defender of
"hard determinism," -- the position that focuses upon artifacts
or technologies as single powerful causes of social change. In contrast,
"soft determinists" argue that groups select and organize
technologies within a matrix of economic and social conditions and
cultural practices, and that this socio-technical complex can have
identifiable consequences. Thomas Hughes' essay, "Technological
Momentum" examines the complex industrial organization of the
electric utility industry in the early 20th Century in the US. He
identifies a particular utility holding company as both a cause of
subsequent social change and also a byproduct of the resulting social
order later on. I found Hughes' analysis provocative for thinking about
social change and contemporary large scale socio-technical information
systems, such as "the Internet."
In an engaging
essay, Peter Perdue critically examines historian Lynne Whites hard
determinist argument that the development of a heavy plow in ninth century
Europe was the cause and catalyst of the shift of economic and cultural
vitality from Southern Europe to an urbanizing Northern Europe by the
early Middle Ages. While it is hard to find serious defenders of hard
determinism in this book, "soft determinism" versus "social
indeterminacy" is truly debated in these essays. Perdue, for example,
examines several major socio-technical transformations and argues that
social transformations result from "the interrelationship of all the
elements," rather than any single cause, and that the tightness of
the linkage between social elements is "the key parameter."
Thomas J. Misa
argues that a scholars' level of analysis influences their commitments to
determinism: macro-theorists are more deterministic than micro-theorists.
Misa argues his point by carefully examining business historian Alfred
Chandler's argument that strategy leads to changes in organizational
structure with concrete data from changes in Andrew Carnegie's steel
empire. Misa finds that many of the Carnegie's structural changes in
business linkages and vertical integration were decoupled from synoptic
strategies, and were byproducts of local opportunism. Misa goes on to
suggest that social analysts can learn much from meso-level analyses --
levels of social organization that lay between business organizations and
society. In the case of information technologies, these would include the
roles of scientific/professional associations such as the ACM, IEEE, ASIS,
and IFIP and of standards setting bodies such as ISO.
It is interesting
to find among all of this theorizing for historians an essay by Philip
Scranton that suggests how historians can connect with social theory more
generally — from Foucault to Giddens and from cultural and gender
studies. The book includes one explicitly feminist essay by Rosalind
Williams, who writes:
"We
began by analyzing the terminology of technological determinism; then we
moved on to consider the intentions and interests of those who have served
as powerful advocates of that idea; now we have to consider the intentions
and interests of those who have acted upon the idea. In the end, we
should pay most attention to those who build determinative technologies
— those least responsive to human will or those designed with the most
technological momentum."
In a historical
time scale of about 100 years, it is hard to argue that electrification
has had many more harmful consequences than good, although strip mining,
the costs and complexities of petroleum politics, and the unresolved
problems of effectively disposing of nuclear wastes make simple optimism
seem foolish. But Williams raises the deeper issue of technological
momentum — the extent to which high momentum technological systems
(which many computer scientists and engineers tell us "serve
people," with no sense of irony) can be effectively influenced by
people who are said to be served by them.
I was recently
chairing a panel meeting about issues of National Information
Infrastructure (NII) for the Congressional Office of Technology Assessment
when I began to wonder about the nearest "clean natural water
supply" to people in different parts of the country. Around a large
seminar table were about 30 vice presidents of diverse kinds of telecom
companies, consultants and academics discussing the meanings of
"universal access" to NII. In one sense, we have universal
access to fresh water and telephones in almost every urban household,
while at the same time most of us urban dwellers would not drink from the
nearest lake or stream, even if the water were boiled. Why is it, I
wondered, that it seems more likely that in the next 30 years more people
in the U.S. will have much higher quality telecommunications services in
their homes while the "nearest potable water" will be much
farther away. This book identifies ways of understanding how much the
proximity of data streams or fresh water streams of data are
technologically determined or controllable by members of a society.
This would be a
great book for a graduate seminar on information technology and social
change. It will help expand the imagination of PhD students beyond the
focus on IT, to time periods that run in centuries rather than decades,
and to non-Western civilizations. The author's use of the term
"technological determism" unfortunately conflates technological
utopianism and technological anti-utopianism [1] into one category.
And, unfortunately in my view, too much of the professional writing about
information technology and social change is simplistically deterministic
relative to the kinds of analyses illustrated in this set of essays [2].
No short review can do justice to this set of essays. Their
historical scope and the sophistication of the arguments should be
provocative for anyone who seriously studies information technologies and
social change.
[1] See Kling,
Rob. 1994. "Reading "All About" Computerization: How
Genre Conventions Shape Non-fiction Social Analysis." The Information
Society. 10:147-172.
[2] See, for example, Hillis, W. D. "What is Massively Parallel
Computing and Why is it Important?" Daedalus 121(1)(Winter 1992):
1-16; Deng, Y., Glimm, J.,; Sharp, D.,"Perspectives on Parallel
Computing" Daedalus 121(1) (Winter 1992): 31-52; Kurzweil, R., The
Age of Intelligent Machines (Cambridge: M.I.T. Press, 1990) and a critique
of these works in Rob Kling, Isaac Scherson, and Jonathan Allen
"Massively Parallel Computing and Information Capitalism" in A
New Era of Computing. W. Daniel Hillis and James Bailey (ed.)
Cambridge Ma: The MIT Press. 1992.
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